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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-19 |
| TX | RA | APPROVED_RES | 2020-08-19 |
Branch Locations
1510 Fashion Island Blvd Ste 380, San Mateo, CA 94404 • United States
San Jose, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St Paul | MN | 09/2002 | 07/2020 |
| Securian Financial Services, Inc | St Paul | MN | 09/2002 | 08/2020 |
| Link-Allen & Assoc | San Mateo | CA | 09/2002 | 07/2020 |
| Lpl Financial, Llc | San Mateo | CA | 08/2020 | Present |
1. 8/19/2020 - SGC INSURANCE BROKERAGE LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2013 - Time Spent 5%. 2. 8/19/2020 - SGC Financial & Insurance Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2011 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 01/27/2022 - SGC INSURANCE BROKERAGE LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Admin - Start Date: 08/19/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 03/21/2022 - SageCrest Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/18/2022 - 160 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-31 |
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