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Nicholas D Rogers

Eagle Strategies LLC

Yakima, WA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-14
WA RA APPROVED 2017-09-15
  • TX RA
    APPROVED_RES
    Since 2020-03-14
  • WA RA
    APPROVED
    Since 2017-09-15

Branch Locations

3901 Kern Way Suite 100, Yakima, WA 98902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Kennewick WA 12/2003 Present
Nylife Securities Llc Kennewick WA 04/2012 Present
Eagle Strategies Llc Yakima WA 09/2017 Present
Rogers Financial Group, Llc D/B/A Rogers Financial Group Yakima WA 11/2017 Present
  • 12/2003 → Present
    New York Life Insurance Company
    Kennewick, WA
  • 04/2012 → Present
    Nylife Securities Llc
    Kennewick, WA
  • 09/2017 → Present
    Yakima, WA
  • 11/2017 → Present
    Rogers Financial Group, Llc D/B/A Rogers Financial Group
    Yakima, WA
Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: ; 3901 Kern Road STE 100 Yakima WA, 98902; Start Date 01/2017; Role/Title: Insurance Broker; Investment Related; 240 hours per month; 240 hours per month during securities trading hours] [Lincoln Place Investments LLC; Rental house held in LLC.; 3406 West Lincoln Ave Yakima WA 98902; Start Date 11/2019; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ROGERS FINANCIAL GROUP, LLC D/B/A ROGERS FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; YAKIMA, WA; START DATE: 11/2017; Role/Title: Insurance Broker; Investment Related; 240 hours per month; 240 hours per month during securities trading hours][Pine & Peaks Investments LLC; This is a short term rental property.; 2082 South Naches Road Naches WA 98937; Start Date 07/2025; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours; collect rent]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-08
S63 Uniform Securities Agent State Law Examination 2013-02-16
  • S66 Uniform Combined State Law Examination
    2017-09-08
  • S63 Uniform Securities Agent State Law Examination
    2013-02-16
Other Names
  • Nick Rogers
  • Nick Daniel Rogers
  • Nicholas Daniel Rogers

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