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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-14 |
| WA | RA | APPROVED | 2017-09-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Kennewick | WA | 12/2003 | Present |
| Nylife Securities Llc | Kennewick | WA | 04/2012 | Present |
| Eagle Strategies Llc | Yakima | WA | 09/2017 | Present |
| Rogers Financial Group, Llc D/B/A Rogers Financial Group | Yakima | WA | 11/2017 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: ; 3901 Kern Road STE 100 Yakima WA, 98902; Start Date 01/2017; Role/Title: Insurance Broker; Investment Related; 240 hours per month; 240 hours per month during securities trading hours] [Lincoln Place Investments LLC; Rental house held in LLC.; 3406 West Lincoln Ave Yakima WA 98902; Start Date 11/2019; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ROGERS FINANCIAL GROUP, LLC D/B/A ROGERS FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; YAKIMA, WA; START DATE: 11/2017; Role/Title: Insurance Broker; Investment Related; 240 hours per month; 240 hours per month during securities trading hours][Pine & Peaks Investments LLC; This is a short term rental property.; 2082 South Naches Road Naches WA 98937; Start Date 07/2025; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours; collect rent]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-16 |
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