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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-05-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Orland Park | IL | 12/1992 | 01/2017 |
| Fifth Third Securities | Orland Park | IL | 09/2002 | 01/2017 |
| The Huntington National Bank | Orland Park | IL | 02/2017 | 05/2019 |
| The Huntington Investment Company | Columbus | OH | 05/2017 | 05/2019 |
| First Midwest Bank | Homeweood | IL | 08/2019 | 02/2022 |
| First Midwest Financial Network | Homewood | IL | 08/2020 | 02/2022 |
| Unemployed | Chicago Ridge | IL | 05/2019 | 07/2019 |
| Lpl Financial Llc | Homewood | IL | 05/2021 | Present |
| Old National Bank | Homewood | IL | 02/2022 | Present |
1. 02/15/2022 - Old National Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Licensed Personal Banker - Start Date: 2/15/2022 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 80%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-19 |
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