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Empower Capital Management, LLC CRD 107272
$78.0B regulatory AUM 68 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Road, 2T3, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-26 |
Branch Locations
8515 East Orchard Road, 2T3, Greenwood Village, CO 80111 • United States
Trabuco Canyon, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Irvine | CA | 12/2015 | 03/2022 |
| Prudential Investment Management Services | Trabuco Canyon | CA | 12/2015 | 12/2022 |
| Global Portfolio Strategies, Inc. | Trabuco Canyon | CA | 12/2015 | 12/2022 |
| Empower | Trabuco Canyon | CA | 04/2022 | 12/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 12/2022 | Present |
1) TRABUCO CANYON LITTLE LEAGUE; POSITION: Treasurer NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2021; ADDRESS: 31441 Santa Margarita Parkway, Suite A-190, Rancho Santa Margarita CA 92688, United States; DESCRIPTION: Manage league finances, develop a budge, create monthly financial statements and transact league disbursements. 2) Chiefs Baseball Inc. / President. Youth baseball activities. Set up nonprofit status and bank account, manage accounts receivable and payables, coordinate tax filings annually through a third party, meet as a board once a year to satisfy nonprofit status requirements. 4 hours per month; 0 hours during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-01-14 |
| S65 | Uniform Investment Adviser Law Examination | 2007-10-12 |
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