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Employer firm

Empower Capital Management, LLC CRD 107272

$78.0B regulatory AUM 68 advisory clients

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • INSURANCE COMPANY SEPARATE ACCOUNTS SERVICES PROVIDED TO NON QUALIFIED RETIREMENT PLAN SPONSORS

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Capital Management, Llc

8515 East Orchard Road, 2T3, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-26
  • CA RA
    APPROVED
    Since 2025-12-26

Branch Locations

8515 East Orchard Road, 2T3, Greenwood Village, CO 80111 • United States

Trabuco Canyon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Irvine CA 12/2015 03/2022
Prudential Investment Management Services Trabuco Canyon CA 12/2015 12/2022
Global Portfolio Strategies, Inc. Trabuco Canyon CA 12/2015 12/2022
Empower Trabuco Canyon CA 04/2022 12/2022
Empower Financial Services, Inc Greenwood Village CO 12/2022 Present
  • 12/2015 → 03/2022
    Prudential Insurance Company Of America
    Irvine, CA
  • 12/2015 → 12/2022
    Prudential Investment Management Services
    Trabuco Canyon, CA
  • 12/2015 → 12/2022
    Global Portfolio Strategies, Inc.
    Trabuco Canyon, CA
  • 04/2022 → 12/2022
    Empower
    Trabuco Canyon, CA
  • 12/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
  • 2016-02-25 → 2022-12-13
    Global Portfolio Strategies, Inc.
    Irvine, CA
    Irvine, CA
  • 2007-10-15 → 2015-12-31
    Mullintbg Advisors
    Los Angeles, CA
Other Businesses

1) TRABUCO CANYON LITTLE LEAGUE; POSITION: Treasurer NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2021; ADDRESS: 31441 Santa Margarita Parkway, Suite A-190, Rancho Santa Margarita CA 92688, United States; DESCRIPTION: Manage league finances, develop a budge, create monthly financial statements and transact league disbursements. 2) Chiefs Baseball Inc. / President. Youth baseball activities. Set up nonprofit status and bank account, manage accounts receivable and payables, coordinate tax filings annually through a third party, meet as a board once a year to satisfy nonprofit status requirements. 4 hours per month; 0 hours during normal business hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-01-14
S65 Uniform Investment Adviser Law Examination 2007-10-12
  • S63 Uniform Securities Agent State Law Examination
    2010-01-14
  • S65 Uniform Investment Adviser Law Examination
    2007-10-12
Other Names
  • Brady Geissbuhler
  • Bradley Alan Geissbuhler
  • Brady Alan Geissbuhler

View on SEC IAPD

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