Robert S Harrell

Current Employers

Employment History

• 01/2014 → Present
  Meador And Associates
  Thousand Oaks, CA
• 01/2014 → 01/2017
  United Planners' Financial Services
  Scottsdale, AZ
• 10/2011 → Present
  Ender Enterprises Llc
  Ventura, CA
• 09/2013 → Present
  Miller Harrell Development, Llc
  Venture, CA
• 01/2014 → 01/2017
  Mfa Wealth Services
  Thousand Oaks, CA
• 01/2017 → 09/2023
  Sagepoint Financial, Inc.
  Camarillo, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Camarillo, CA

Previous Registrations

• 2017-01-19 → 2023-09-01
  Osaic Services, Inc.
  Camarillo, CA
• 2014-01-10 → 2017-03-22
  Mfa Wealth Services
  Thousand Oaks, CA
• 2005-09-09 → 2014-01-23
  Lifetime Planning, Inc.
  Camarillo, CA
• 2011-05-05 → 2014-01-21
  Lpl Financial Llc
  Camarillo, CA
  San Diego, CA
  Ventura, CA

Other Businesses

1) CITADEL LAW OFFICES POS.: para legal NAT.: LLC INVEST. REL.: No # OF HRS: 4 SEC. TRADING HRS: 1 START DATE: 01/19/17 ADDR.:CAMARILLO CA 93010; DESC.: Para legal work. I collect info. from a client to give to an attorney so that the attorney can prepare a living trust. 2) ICM LENDING POS.: employee NAT.: corp. INVEST. REL.: No # OF HRS: 2 SEC. TRADING HRS: 1 START DATE: 01/19/17 ADDR.: CAMARILLO CA 93010; DESC.: It is a referral service for ICM's lending company.. 3) ENDER ENTERPRISES POS.: Managing member NAT.: LLC INVEST. REL.: No # OF HRS: 4 SEC. TRADING HOURS: 1 START DATE: 10/01/13 ADDR.: Ventura CA 93004; DESC.: manage parents LLC. It holds real-estate property. I over see the property manager and conduct banking on behalf of my parents. 4) MILLER HARRELL DEVELOPMENT LLC POS.: Managing member NAT.: LLC INVEST. REL.: No # OF HRS: 2 SEC. TRADING HOURS: 1 START DATE: 11/01/13 ADDR.: Ventura CA 93004; DESC.: manage LLC that has commercial real estate property. I oversee the Property managers and the CPA. review reports, make decisions on behalf of the owners or represent them at meetings. 5) ROTARY CLUB OF CAMARILLO POS.: District Club Service Director NAT.: I conduct philanthropic work for our community at the local, national and international level. I help other Rotarians raise money through charitable events and the proceeds go to people who have economic need. INVEST. REL.: No NO. OF HOURS: 25 SEC. TRADING HOURS: 15 START DATE: 10/10/2009 ADDR.:Camarillo CA 93010 DESC.: I help run the set up and tear down of club meetings. I assist on committee meetings. I run 1 community based event fundraiser each year in January. I run training meetings. 6) VENTURA COUNTY LEADERSHIP ACADEMY POS.: Director at Large NAT.: LLC structured as a non Profit. INVEST. REL.: No NO. OF HOURS: 8 SEC. TRADING HOURS: 0 START DATE: 3/1/21 ADDR.: Camarillo CA 93012 DESC.: I will serve a 2 year term on the Board of Directors as a member of the business community. I will attend board meeting & use my specific skills and experiences to help guide and steer the program from a management perspective. Occasionally attend training meetings and official functions. 7) ICM POS.: Advisor Representative NAT.: Corp.. INVEST. REL.: Yes NO. OF HOURS: 40 SEC. TRADING HOURS: 20 START DATE: 01/19/2017 ADDR.: CAMARILLO CA 93010 DESC.: provide life, health, disability, LTCI, and fixed annuities to prospects and clients thru various Ins. companies. 8) RENTAL INCOME POS.: owner NAT.: My family owns. This provides us with income. INVEST. REL.: No NO. OF HOURS: 1 SEC. TRADING HOURS: 0 START DATE: 03/01/2022 ADDR.: Ventura CA 93004 DESC.: We rent a house to tenants.9) ATLAS EDUCATION FOUNDATION POS.: Pres. of Board NAT.: This is a Non -Profit. INVEST. REL.: No NO. OF HOURS: 2 SEC. TRADING HOURS: 0 START DATE: 9/29/23 ADDR.: Santa Paula CA 93060 DESC.: Run board meetings for the foundation. Help to determine what grants we will apply for on behalf of the school. Work with other board member to design and implement a community fundraiser. 10) ROTARY CLUB OF CAMARILLO POS.: Past Pres. NAT.: I conduct philanthropic work for our community at the local, national and international level. I help other Rotarians raise money through charitable events and the proceeds go to people who have economic need. INVEST. REL.: No NO. OF HOURS: 10 SEC. TRADING HOURS: 5 START DATE: 10/10/2009 ADDR.: 4001 Mission Oaks Blvd, Camarillo CA 93012 DESC.: I help run the set up and tear down of club meetings. I assist on committee meetings. I run 1 community based event fundraiser each year in January. I run training meetings.10. ROBERT HARRELL POA BARBARA JO CONKLIN POSITION: POA NATURE: My mom has a cognitive impairment that she wont recover from. I am her POA and Executor of her estate INVESTMENT RELATED: Yes # OF HRS: 20 SECURITIES TRADING HRS: 4 START DATE: 6/3/26 ADDY: Santa Paula CA 93060 DESCRIPT: consult with Healthcare professionals and manage her financial estate to pay for her care.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-08
• S63 Uniform Securities Agent State Law Examination
  2002-10-21