Steven B Goldstein

Current Employers

Employment History

• 12/2008 → Present
  Investacorp Inc
  Miami Lakes, FL
• 12/2008 → Present
  Investacorp Advisory Services Inc
  Miami Lakes, FL
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Atlanta, GA
• 09/2015 → Present
  Kestra Investment Services, Llc
  Atlanta, GA

Previous Registrations

• 2008-12-12 → 2015-09-14
  Investacorp Advisory Services Inc
  Alpharetta, GA
• 2003-02-25 → 2008-12-18
  Ameriprise Financial Services, Llc
  Alpharetta, GA
  Alpharetta, GA

Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: oXYGen Financial Insurance Co. Investment Related: Yes Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30022 Nature of Business: Insurance Position, Title or Relationship: No specific position or title. Start Date: 12/1/2015 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Sales and policy administration Name: oXYGen Financial Tax and Business Services Investment Related: No Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30022 Nature of Business: Other Other/None of the Above Setup of accounts, data entry Position, Title or Relationship: No specific title for this business activity. Start Date: 12/1/2008 Hours per month: 11% - 20% (17 - 32 hours) Hours Name: oXYGen Financial, Inc. Investment Related: Yes Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30022 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Vice President, Private CFO Start Date: 12/1/2008 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Work with clients to provide financial planning and advice, securities transactions and investment advisory services. Name: SBG FINANCIAL PLANNING LLC POSITION: no specific position or title NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 05/01/2024 ADDRESS: 2065 Park Glenn Drive, Alpharetta GA 30005, United States DESCRIPTION: Registered rep activities through Kestra Investment Services Investment advisory services through Kestra Advisory Services Fixed annuity and insurance sales and policy administration through oXYGen Financial Insurance Company Financial dashboard service through oXYGen Financial Tax and Business Services Name: BLANK SLATE BUSINESS SERVICES, LLC POSITION: No specific title for this business activity NATURE: Financial dashboard service INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 21 START DATE: 03/01/2026 ADDRESS: 1100 Powers Pl, Alpharetta GA 30009, United States DESCRIPTION: Sales and ongoing administration of financial dashboard service. Name: BLANK SLATE FINANCIAL, LLC POSITION: Vice President, Private CFO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 03/01/2026 ADDRESS: 1100 Powers Pl, Alpharetta GA 30009, United States DESCRIPTION: Work with clients to provide financial planning and advice, securities transactions, and investment advisory services. Name: SBG RETIREMENT SOLUTIONS POSITION: No specific position or title NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 04/01/2026 ADDRESS: 2065 Park Glenn Dr., Alpharetta GA 30005, United States DESCRIPTION: Registered rep activities through Kestra Investment Services Investment advisory services through Kestra Advisory Services Fixed annuity and insurance sales and policy administration Financial dashboard service through Blank Slate Business Services.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-20

Designations

Other Names

• Steven Barry Goldstein
• Steven Barry Goldstein