Charles Warwick Alley

Employer firm

Resolute Wealth Strategies, LLC CRD 318599

$388M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 06/2022
  Coker & Palmer, Inc.
  Jackson, MS
• 07/2022 → Present
  Resolute Wealth Strategies
  Jackson, MS

Previous Registrations

• 2012-09-07 → 2022-07-28
  Coker & Palmer
  Jackson, MS
  Jackson, MS
  Jackson, MS
• 2005-09-30 → 2012-09-17
  Ubs Financial Services Inc.
  Jackson, MS
  Jackson, MS

Other Businesses

Alley Properties, LLC, non-investment related, 1667 Lelia Dr, Jackson, MS 39216, real estate, member/owner, December 10, 2015, 4 per month, 0 during trading, owner landlord of rental property. Community Foundation for MS 7/15/20 119 S President St Jackson MS 39202 Serving in an advisory roll to the Investment Committee as a non-ttee 2-3 hrs/mo, 0 during business trading hours Community Foundation for Mississippi 119 S. President St., 1st Floor Jackson MS 39201 non-investment related Foundation Board member 4/28/21 approx. 3-4 hours serving on board and advising executives on grants, money raising activities, investment and strategic vision Else School of Management Millsaps College, board member, approx 2-3 hrs, 1701 North State Street, Jackson, MS, 39210

Exams

• S66 Uniform Combined State Law Examination
  2005-09-29
• S63 Uniform Securities Agent State Law Examination
  2003-01-10

Designations

• Certified Financial Planner

Other Names

• Warwick Charles Alley