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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Edina | MN | 06/2013 | 10/2020 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 10/2020 |
| Charles Schwab & Co., Inc. | Eden Prairie | MN | 11/2022 | Present |
| Unemployed | League City | TX | 11/2020 | 10/2021 |
| Unemployed | Apple Valley | MN | 10/2021 | 10/2022 |
1) Rental Property - Farmland | Investment Related:No|***Farmland doesn't have a physical street address***|Nicollet|MN|56074|USA|Real Estate (Non-Agent/Broker)|Owner of farmland-Personal Investment|12/8/2017|Less than 20|0|No responsibilities or job title other then once a year receiving rental income for the investment in farmland that I own. , 2) Wels LLC | Investment Related:Yes|7914 Mitchell RD|Eden Prairie|MN|55344|USA|Financial Services|Independent Branch Owner|11/21/2022|More than 40|8|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-15 |
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