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Tracy Kathleen Willis

Edward Jones

St. Louis, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2007-05-17
  • MO RA
    APPROVED
    Since 2007-05-17

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 11/1999 Present
Other Businesses

Givens Elementary School PTO Rock Hill, MO Start date: 7/1/2020 Co-Treauser Hours per week: 0 Hours during trading: 0 Create and distribute monthly financial report for PTO meeting. Track all income an expenses. Serve as back up for bank deposits and withdrawal needs from checking account. I am not responsible to transact business for the account and can be removed as a signer if necessary.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-10
S63 Uniform Securities Agent State Law Examination 2001-12-18
  • S66 Uniform Combined State Law Examination
    2007-04-10
  • S63 Uniform Securities Agent State Law Examination
    2001-12-18
Designations
Other Names
  • Tracy Kathleen Barton

View on SEC IAPD

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