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Leslie Alan Niblock

Citigroup Global Markets Inc.

Rockville, MD

Reston, VA

Fairfax Station, VA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-09-29
  • VA RA
    APPROVED
    Since 2023-09-29

Branch Locations

Citi Wealth Management, Sales 822 Rockville Pike, Rockville, MD 20852 • United States

Cwm Retail, Sales 11800 Spectrum Center Drive, Reston, VA 20190 • United States

Fairfax Station, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 05/2012 08/2023
Citigroup Tysons VA 08/2023 Present
  • 05/2012 → 08/2023
    Pnc Investments
    Pittsburgh, PA
  • 08/2023 → Present
    Citigroup
    Tysons, VA
Previous Registrations
  • 2012-05-08 → 2023-10-02
    Pnc Wealth Management Llc
    Oakton, VA
    Falls Church, VA
    Falls Church, VA
    Falls Church, VA
    Vienna, VA
    Fairfax, VA
    Fairfax, VA
    Falls Church, VA
    Fairfax, VA
    Fairfax, VA
    Burke, VA
    Fairfax, VA
    Burke, VA
    Pelham, AL
    Falls Church, VA
    Vienna, VA
  • 2007-11-27 → 2012-05-03
    Wells Fargo Clearing Services, Llc
    Potomac, MD
    Bethesda, MD
    Columbia, MD
  • 2004-02-06 → 2007-11-30
    Truist Investment Services, Inc.
    Burke, VA
    Alexandria, VA
    Alexandria, VA
    Fairfax, VA
    Centreville, VA
    Leesburg, VA
    Ashburn, VA
    Leesburg, VA
    Laurel, MD
    Burke, VA
    Alexandria, VA
  • 2002-11-28 → 2004-02-03
    Ubs Financial Services Inc.
    Vienna, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-27
  • S66 Uniform Combined State Law Examination
    2002-11-27
Other Names
  • Alan Robert Niblock
  • Leslie Alan Niblock
  • Leslie Alan Niblock
  • Alan R Niblock
  • Leslie Niblock

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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