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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-26
ME RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2018-09-26
  • ME RA
    APPROVED
    Since 2009-01-02

Branch Locations

2273 Congress Street, Portland, ME 04102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Portland ME 09/2002 Present
Raymond James Financial Services Advisors, Inc Portland ME 01/2009 Present
Financial Benefit Services Corporation Portland ME 08/2001 02/2019
Insurance-Non Variable Portland ME 03/2012 Present
Financial Benefit Services Corp. Portland ME 02/2019 Present
  • 09/2002 → Present
    Raymond James Financial Services, Inc.
    Portland, ME
  • 01/2009 → Present
    Portland, ME
  • 08/2001 → 02/2019
    Financial Benefit Services Corporation
    Portland, ME
  • 03/2012 → Present
    Insurance-Non Variable
    Portland, ME
  • 02/2019 → Present
    Financial Benefit Services Corp.
    Portland, ME
Previous Registrations
  • 2003-06-10 → 2019-02-08
    Financial Benefit Services Corporation
    Portland, ME
Other Businesses

1) Name of Business : N/A Address: Portland, ME Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related:Yes Start Date: 12/01/2001 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 1 Description of duties: Non-variable life insurance agent. 2) Financial Benefit Services Corporation. Address: Portland, ME Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Proprietor/Owner Investment Related: No Start Date: 02/08/2019 Hours per month devoted to this business: 6 Hours per month devoted to this business during trading hours: 3 Description of duties: Fixed Product Agent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-30
  • S66 Uniform Combined State Law Examination
    2003-05-30

View on SEC IAPD

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