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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-26
AR RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2016-09-26
  • AR RA
    APPROVED
    Since 2008-01-01

Branch Locations

1400 Kirk Rd Ste 200, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Little Rock AR 05/2009 11/2016
Wells Fargo Clearing Services, Llc Little Rock AR 11/2016 Present
Previous Registrations
  • 2002-11-11 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Little Rock, AR
    St. Louis, MO
    Little Rock, AR
Other Businesses

CO-TRUSTEE FOR SISTER; INV RELATED; LITTLE ROCK, AR; START 3/20/2014; 4 HRS/MO; 0 DURING TRADING.| CO-TRUSTEE FOR FAMILY TRUST; INV RELATED; LITTLE ROCK, AR; START 5/27/2010; 1 HR/MO; 0 DURING TRADING.| TRUSTEE FOR SON; INV RELATED; LITTLE ROCK, AR; START 12/5/2013; 1 HR/MO; 1 DURING TRADING.| TRUSTEE FOR DAUGHTER; INV RELATED; LITTLE ROCK, AR; START 12/5/2013; 1 HR/MO; 1 DURING TRADING.| POWER OF ATTORNEY FOR MOTHER, INV RELATED, LITTLE ROCK, AR, START 08/26/2025; 1 HRS/MONTH, 0 HRS DURING TRADING.| TRUSTEE FOR FATHER'S TRUST, INV RELATED, LITTLE ROCK, AR, START 6/10/22, 5 HRS/MONTH, 0 HRS DURING TRADING.| TRUSTEE FOR FATHER'S REVOCABLE TRUST, INV RELATED, LITTLE ROCK, ARK, START 6/10/22, 5 HRS/MONTH, 0 HRS DURING TRADING.| TRUSTEE FOR SISTERS TRUST; INV. RELATED; LITTLE ROCK, AR; START 12/31/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0.5.| CIRCLE S RANCH INC, INV RELATED, LITTLE ROCK, AR, TREASURER, START 04/01/2023, 1 HOUR PER MONTH, 0 DURING TRADING | TRUSTEE FOR MOTHERS TRUST; INV. RELATED; LITTLE ROCK, AR; START 03/05/2025; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1| TRUSTEE FOR SISTERS IRREVOCABLE TRUST; INV. RELATED; LITTLE ROCK, AR; START 03/05/2025; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-08
  • S66 Uniform Combined State Law Examination
    2002-11-08
Designations

View on SEC IAPD

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