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612 Office Parkway Suite B, Westerville, OH 43082 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2008-01-08 |
Branch Locations
612 Office Parkway Suite B, Westerville, OH 43082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The O.N. Equity Sales Company | Cincinnati | OH | 01/2008 | 01/2019 |
| Swisher Financial Concepts, Inc. | Westerville | OH | 01/2008 | Present |
1) MICHAEL HENN; NOT INVESTMENT RELATED; 612B OFFICE PARKWAY WESTERVILLE OH 43082; SELLING LIFE HEALTH DISABILITY AND LTC; AGENT; 09/01/2002-CURRENT; 20 HOURS/MONTH; 20 DURING SECURITIES TRADING HOURS; SELLING LIFE HEALTH DISABILITY AND LTC PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-19 |
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