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5910 Mineral Point Rd, Madison, WI 53705 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-11-18 |
Branch Locations
5910 Mineral Point Rd, Madison, WI 53705 • United States
Oregon, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Columbus | IN | 11/2013 | 09/2019 |
| Forman Investment Services | Columbus | IN | 11/2013 | 09/2019 |
| Raymond James Financial Services Advisors Inc. | Columbus | IN | 11/2013 | 09/2019 |
| Cuna Mutual Group | Waverly | IA | 04/2020 | Present |
| Cuna Brokerage Services Inc. | Waverly | IA | 04/2020 | Present |
| Unemployed | Columbus | IN | 09/2019 | 04/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-17 |
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