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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-04-15
VA RA APPROVED 2008-03-28
  • TX RA
    APPROVED
    Since 2008-04-15
  • VA RA
    APPROVED
    Since 2008-03-28

Branch Locations

1705 Enterprise Dr, Lynchburg, VA 24502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roanoke VA 03/2008 Present
Bank Of America, N.A. Lynchburg VA 12/2009 Present
Previous Registrations
  • 2007-01-03 → 2008-04-14
    Lynchburg, VA
  • 2002-03-13 → 2007-01-04
    Portfolios Management Company
    Lynchburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-15
S65 Uniform Investment Adviser Law Examination 2002-02-25
  • S66 Uniform Combined State Law Examination
    2007-03-15
  • S65 Uniform Investment Adviser Law Examination
    2002-02-25
Other Names
  • Robert B Hoskins

View on SEC IAPD

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