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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-16
FL RA APPROVED 2021-05-18
  • TX RA
    APPROVED
    Since 2021-09-16
  • FL RA
    APPROVED
    Since 2021-05-18

Branch Locations

396 Alhambra Cir, Ste 701, Coral Gables, FL 33134 • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 04/2011 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 Present
Raymond James Associates Miami FL 05/2021 Present
  • 04/2011 → 11/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 11/2016 → Present
    Miami, FL
  • 05/2021 → Present
    Raymond James Associates
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-01
S63 Uniform Securities Agent State Law Examination 2002-09-12
  • S65 Uniform Investment Adviser Law Examination
    2002-10-01
  • S63 Uniform Securities Agent State Law Examination
    2002-09-12

View on SEC IAPD

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