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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2020-11-30 |
| WY | RA | APPROVED | 2018-11-01 |
Branch Locations
1200 South Ave. Suite 305, Staten Island, NY 10314 • United States
401 Franklin Ave Ste 101 & Ste 103, Garden City, NY 11530 • United States
50 Station Rd Bldg 6, Unit 2, Water Mill, NY 11976-2451 • United States
Garden City, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Garden City | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Garden City | NY | 03/2020 | Present |
Business Ownership; LMSP, LLC; Oversee all activities for entity to operate; Pass through entity to employ staff and rent space for financial advisory practice; 331 Hampton Road S, , Garden City, NY, 11530; Not Investment-Related; 10/01/2008; 60 hours per month; 10 to 19 during trading hours. Outside Employment; LMSP, LLC; Member - Oversee all activities necessary to operate entity; ; 331 Hampton Road S, , garden City, NY, 11530; Not Investment-Related; 10/01/2008; 60 hours per month; 10 to 19 during trading hours. Other Business Activities; Montauk Shores Condominium; Attend board meetings; comment on operation of condo; and vote on issues before the Board; 100 Deforest Road, , Montauk, NY, 11954; Not Investment-Related; 11/01/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-08 |
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