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John T. Lafata

J.P. Morgan Securities LLC

Plainview, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2018-06-12
NJ RA APPROVED 2018-05-02
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2018-06-12
  • NJ RA
    APPROVED
    Since 2018-05-02

Branch Locations

1667 Old Country Road, Plainview, NY 11803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Wiliston Park NY 08/2015 04/2018
Capital One Advisors, Llc Wiliston Park NY 08/2015 04/2018
Jp Morgan Chase Bank, N.A. Hicksville NY 04/2018 Present
Jp Morgan Securities, Llc Hicksville NY 04/2018 Present
  • 08/2015 → 04/2018
    Capital One Investing, Llc
    Wiliston Park, NY
  • 08/2015 → 04/2018
    Capital One Advisors, Llc
    Wiliston Park, NY
  • 04/2018 → Present
    Jp Morgan Chase Bank, N.A.
    Hicksville, NY
  • 04/2018 → Present
    Jp Morgan Securities, Llc
    Hicksville, NY
Previous Registrations
  • 2015-08-19 → 2018-05-02
    Capital One Advisors, Llc
    Williston Park, NY
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-14
S63 Uniform Securities Agent State Law Examination 2003-02-26
  • S66 Uniform Combined State Law Examination
    2015-08-14
  • S63 Uniform Securities Agent State Law Examination
    2003-02-26
Other Names
  • John Lafata
  • John Thomas Lafata

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · PLAINVIEW, NY
CONCURRENT INVESTMENT ADVISORS, LLC · Plainview, NY
CITIGROUP GLOBAL MARKETS INC. · PLAINVIEW, NY
LPL FINANCIAL LLC · PLAINVIEW, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Plainview, NY
OSAIC WEALTH, INC. · PLAINVIEW, NY
FINANCIAL BOSS · PLAINVIEW, NY
ARCAP PARTNERS LLC · PLAINVIEW, NY

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