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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| CA | RA | APPROVED | 2020-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Upland | CA | 07/2002 | 02/2018 |
| Scottrade Investment Management | Cerritos | CA | 01/2017 | 02/2018 |
| Td Ameritrade, Inc. | Newport Beach | CA | 02/2018 | 09/2019 |
| Td Ameritrade Investment Management, Llc | Newport Beach | CA | 02/2018 | 09/2019 |
| Unemployed | Costa Mesa | CA | 10/2019 | 12/2019 |
| Jp Morgan Securities, Llc | Newport Beach | CA | 01/2020 | Present |
| Jp Morgan Chase Bank, N.A. | Newport Beach | CA | 01/2020 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/1/2008 ADDRESS: 8568 Rancho Cucamonga, CA DETAILS: 8568 RANCHO CUCAMONGA, CA. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0-10 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-19 |
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