Best Investors Account Sign in

Daniel Lawrence Polansky

Osaic Wealth, Inc.

Clifton Park, NY

CRD 4580954

Claim This Profile
Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-27
FL RA APPROVED 2025-02-19
TX RA APPROVED_RES 2025-02-18
CA RA APPROVED 2024-10-11
CT RA APPROVED 2024-10-11
NY RA APPROVED 2024-10-11
NC RA APPROVED 2024-10-11
PA RA APPROVED 2024-10-11
RI RA APPROVED 2024-10-11
SC RA APPROVED 2024-10-11
VT RA APPROVED 2024-10-11
VA RA APPROVED 2024-10-11
  • MA RA
    APPROVED
    Since 2025-03-27
  • FL RA
    APPROVED
    Since 2025-02-19
  • TX RA
    APPROVED_RES
    Since 2025-02-18
  • CA RA
    APPROVED
    Since 2024-10-11
  • CT RA
    APPROVED
    Since 2024-10-11
  • NY RA
    APPROVED
    Since 2024-10-11
  • NC RA
    APPROVED
    Since 2024-10-11
  • PA RA
    APPROVED
    Since 2024-10-11
  • RI RA
    APPROVED
    Since 2024-10-11
  • SC RA
    APPROVED
    Since 2024-10-11
  • VT RA
    APPROVED
    Since 2024-10-11
  • VA RA
    APPROVED
    Since 2024-10-11

Branch Locations

659 Plank Road, Clifton Park, NY 12065 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Albany NY 05/2012 11/2016
Wells Fargo Clearing Services, Llc Albany NY 11/2016 03/2018
American Portfolios Financial Services, Inc. Holbrook NY 03/2018 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
Previous Registrations
Other Businesses

1. AMERICAN PORTFOLIOS ADVISORS. FEE BASED ADVISORY BUSINESS. UPON AFFILIATION WITH APFS. 2. FIS MARKETING LLC, LIFE INSURANCE SALES- NOT INVESTMENT RELATED- NO OWNERSHIP, THIS IS GENERAL AGENT- 5 HRS MO. 3. MADISON WEALTH MANAGERS POSITION: insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/01/2018 ADDRESS: Madison Wealth Managers, 659 Plank Road, CLIFTON PARK NY 12065, United States DESCRIPTION: Fixed Insurance - Life, Accident, and Health License related solutions Insurance Agent - providing life insurance/LTC-based solutions for clients and prospective clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-07
  • S66 Uniform Combined State Law Examination
    2006-09-07

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KEY INVESTMENT SERVICES LLC
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

PAUL J WILDERS
Andrew J Bullock
LEE WILSON

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CLIFTON PARK, NY
KEY INVESTMENT SERVICES LLC · CLIFTON PARK, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY

More in Clifton Park, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor