Roderick Ralph Holden

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2013 → 12/2022
  Cambridge Investment Research, Inc.
  Fairfield, IA

Other Businesses

1. FutureNest, 28202 Cabot Rd. Suite 300, Laguna Niguel, CA 92677, 08/2020, Founder, Owner/Partner of a Business Entity, INV REL, 4 HR/MO, 0 HR/MO TRADING. 2. THE ESSENTIAL LIBRARY 350 CUMERLAND ST, SAN FRANCISCO, CA 94104. BEGAN 01/26/2012 AS PUBLISHER AND INFORMATION PROVIDER THROUGH PRINT, ELECTRONIC, & WEBSITES. NOT INVESTMENT RELATED. DEVOTES 5 HRS/WK. NONE DURING TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 160 HRS/MO, 88 HRS/TRADING. 04/21/2009 4. R Holden Group LLC, 8996 Dearborn Ave, Blaine WA 98230, United States, 01/01/2022, Sole Member, Employee, NIR, 0 HRS/MO, 0 HRS/TRADING

Exams

• S66 Uniform Combined State Law Examination
  2009-04-20

Other Names

• Rick Holden