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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-12-23
TX RA APPROVED 2021-12-23
  • PA RA
    APPROVED
    Since 2021-12-23
  • TX RA
    APPROVED
    Since 2021-12-23

Branch Locations

100 Vanguard Blvd., Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guidestone Financial Resources Dallas TX 06/2007 11/2021
Guidestone Financial Services Dallas TX 09/2009 04/2019
The Vangaurd Group, Inc. Malvern PA 11/2021 Present
Vanguard Marketing Corporation Malvern PA 11/2021 Present
Vangaurd Advisers, Inc. Malvern PA 11/2021 Present
  • 06/2007 → 11/2021
    Guidestone Financial Resources
    Dallas, TX
  • 09/2009 → 04/2019
    Guidestone Financial Services
    Dallas, TX
  • 11/2021 → Present
    The Vangaurd Group, Inc.
    Malvern, PA
  • 11/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 11/2021 → Present
    Vangaurd Advisers, Inc.
    Malvern, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-01-14
S65 Uniform Investment Adviser Law Examination 2009-04-30
  • S63 Uniform Securities Agent State Law Examination
    2022-01-14
  • S65 Uniform Investment Adviser Law Examination
    2009-04-30
Designations
Other Names
  • Caleb Erin Martin
  • Caleb Martin

View on SEC IAPD

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