Brian Robert Allen

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-21
CA	RA	APPROVED	2008-01-01

TX RA
APPROVED_RES

Since 2019-11-21
CA RA
APPROVED

Since 2008-01-01

Branch Locations

26135 Carmel Rancho Blvd Ste E-200, Carmel, CA 93923 • United States

Salinas, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Carmel	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Carmel	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Carmel, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Carmel, CA

Previous Registrations

2005-08-15 → 2008-01-01

A. G. Edwards & Sons, Inc.

Monterey, CA

St. Louis, MO

Monterey, CA
2003-09-10 → 2005-08-29

Morgan Stanley Dw Inc.

Salinas, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-02

S66 Uniform Combined State Law Examination

2002-12-02

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews