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Kenneth Antonio Rubio

Ubs Financial Services Inc.

Mclean, VA

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-01-25
TX RA APPROVED_RES 2005-04-19
VA RA APPROVED 2002-10-30
  • DC RA
    APPROVED
    Since 2023-01-25
  • TX RA
    APPROVED_RES
    Since 2005-04-19
  • VA RA
    APPROVED
    Since 2002-10-30

Branch Locations

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Vienna VA 08/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-29
  • S66 Uniform Combined State Law Examination
    2002-10-29
Designations
Other Names
  • Ken Rubio

View on SEC IAPD

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