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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
IL RA APPROVED 2013-01-28
MO RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • IL RA
    APPROVED
    Since 2013-01-28
  • MO RA
    APPROVED
    Since 2009-06-01

Branch Locations

6181 Bennett Drive Suite 200, Edwardsville, IL 62025 • United States

1911 Frank Scott Parkway Suite A, Shiloh, IL 62269 • United States

Godfrey, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Clayton MO 06/2009 10/2022
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Smith Barney Edwardsville IL 10/2022 Present
  • 06/2009 → 10/2022
    Morgan Stanley Smith Barney
    Clayton, MO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2022 → Present
    Morgan Stanley Smith Barney
    Edwardsville, IL
Previous Registrations
  • 2004-06-21 → 2009-06-01
    St. Louis, MO
    Clayton, MO
  • 2002-11-12 → 2004-05-12
    A. G. Edwards & Sons, Inc.
    Alton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-11
  • S66 Uniform Combined State Law Examination
    2002-11-11

View on SEC IAPD

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