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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-23 |
| GA | RA | APPROVED | 2018-02-14 |
Branch Locations
4468 Columbia Rd, Augusta, GA 30907 • United States
717 N Liberty St, Waynesboro, GA 30830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp | Tampa | FL | 12/2010 | Present |
| Lpl Financial Llc | Waynesboro | GA | 02/2018 | Present |
1. 02/14/2018 - Neal Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/2010. 2. 02/14/2018 - Hazel Creek Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/2017. 3. 06/04/2024 - Neal Executive Suites - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 02/21/2024 - 4 Hours per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-04 |
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