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4102 S Regal Street Suite 202, Spokane, WA 99223 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-12 |
| WA | RA | APPROVED | 2021-07-19 |
Branch Locations
4102 S Regal Street Suite 202, Spokane, WA 99223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Spokane | WA | 08/2011 | 04/2021 |
| Tiaa | Spokane | WA | 11/2007 | 04/2021 |
| Vickerman Investment Advisors, Inc. | Spokane | WA | 07/2021 | Present |
Volunteer Member of the Investment Advisory Committee for Eastern Washington University. Spends less than 5% of his time in this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-01 |
| S66 | Uniform Combined State Law Examination | 2005-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-28 |
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