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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
AL RA APPROVED 2022-04-08
  • TX RA
    APPROVED
    Since 2025-01-02
  • AL RA
    APPROVED
    Since 2022-04-08

Branch Locations

1302 Noble St Ste 2C, Anniston, AL 36201-4677 • United States

Oxford, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 05/2013 08/2021
Bbva Securities Inc. Oxford AL 06/2013 08/2021
Bbva Wealth Solutions Inc. Oxford AL 10/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 05/2013 08/2021
Pnc Investments Oxford AL 08/2021 04/2022
Ameriprise Financial Services, Llc Mountain Brook AL 04/2022 Present
  • 05/2013 → 08/2021
    Compass Bank
    Birmingham, AL
  • 06/2013 → 08/2021
    Bbva Securities Inc.
    Oxford, AL
  • 10/2013 → 08/2021
    Bbva Wealth Solutions Inc.
    Oxford, AL
  • 05/2013 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2021 → 04/2022
    Pnc Investments
    Oxford, AL
  • 04/2022 → Present
    Mountain Brook, AL
Previous Registrations
  • 2021-08-18 → 2022-04-12
    Jacksonville, AL
    Anniston, AL
    Oxford, AL
    Talladega, AL
  • 2013-10-29 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Oxford, AL
  • 2011-06-14 → 2013-05-14
    Intl Advisory Consultants Inc.
    Anniston, AL
  • 2010-04-06 → 2010-07-09
    St Johns Wealth Management
    Oxford, AL
  • 2003-09-16 → 2010-03-16
    Bbva Compass Investment Solutions, Inc
    Anniston, AL
    Jacksonville, AL
    Oxford, AL
    Oxford, AL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-28
  • S63 Uniform Securities Agent State Law Examination
    2000-08-28
Other Names
  • Michael Abney
  • Mike Abney

View on SEC IAPD

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