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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-02 |
| AL | RA | APPROVED | 2022-04-08 |
Branch Locations
1302 Noble St Ste 2C, Anniston, AL 36201-4677 • United States
Oxford, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 05/2013 | 08/2021 |
| Bbva Securities Inc. | Oxford | AL | 06/2013 | 08/2021 |
| Bbva Wealth Solutions Inc. | Oxford | AL | 10/2013 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 05/2013 | 08/2021 |
| Pnc Investments | Oxford | AL | 08/2021 | 04/2022 |
| Ameriprise Financial Services, Llc | Mountain Brook | AL | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-08-28 |
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