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Helen Joanne Wofford

Ameriprise Financial Services, LLC

Olympia, WA

Olympia, WA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-03
WA RA APPROVED 2007-09-04
  • TX RA
    APPROVED_RES
    Since 2021-03-03
  • WA RA
    APPROVED
    Since 2007-09-04

Branch Locations

400 Union Ave Se Ste 200, Olympia, WA 98501 • United States

Olympia, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Olympia WA 09/2005 03/2020
Ameriprise Financial Services, Llc Olympia WA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-23
  • S66 Uniform Combined State Law Examination
    2007-08-23
Other Names
  • Helen Joanne Hanson
  • Helen Joanne Wofford
  • H Joanne Wofford
  • Joanne Wofford

View on SEC IAPD

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