David Dominic Marsico

Current Employers

Employment History

• 01/2016 → 08/2023
  Securian Financial Services Inc
  St. Paul, MN
• 01/2016 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 01/2016 → Present
  Wexco Financial Group
  Media, PA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Media, PA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  Diamond State Financial Group
  Media, PA

Previous Registrations

• 2016-01-20 → 2023-08-10
  Securian Financial Services, Inc.
  Media, PA
  St. Paul, MN
• 2008-01-25 → 2016-01-19
  Bny Mellon Advisors, Inc.
  New York, NY
• 2006-09-15 → 2007-10-01
  Rittenhouse Asset Management, Inc.
  Radnor, PA

Other Businesses

1) DSFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: , Newark DE , United States DESCRIPTION: Agent/Broker 2) WEXCO FINANCIAL GROUP, INC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 200 East State Street, Suite 303, Media PA 19063, United States DESCRIPTION: We only use Wexco as a landing spot to endorse our compensation from SFS, ML, DSFG commissions. Then, we payour individual LLCs to pay ourselves w2 wages and sub-s distributions. No other activities occur in these companies,other than for tax purposes. 3) DDM ADVISORY, LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 319 Deerhaven Way, Glenmoore PA 19343, United States DESCRIPTION: I use this entity strictly for tax purposes to pay myself w2 wages and sub-s distributions. No other activities occur in these companies, other than for tax purposes. 4) NAME OF OTHER BUSINESS: DSFG REAL ESTATE HOLDINGS 2, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PASSIVE INVESTOR, MEDIA OFFICE BUILDING; 3) NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-10-30
• S65 Uniform Investment Adviser Law Examination
  2006-09-14

Designations