Kimberly A Douglas

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 10/2021
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 07/2016 → 09/2016
  Cumberland Advisors
  Sarasota, FL
• 10/2021 → 12/2021
  E*Trade Securities Llc
  Tampa, FL
• 10/2021 → 12/2021
  E*Trade Capital Management Llc
  Tampa, FL
• 12/2021 → 08/2025
  Grove Point Investments, Llc
  Rockville, MD
• 12/2021 → 08/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 03/2025 → 08/2025
  Scf Securities
  San Diego, CA
• 03/2025 → 08/2025
  Sorrento Pacific Financial
  San Diego, CA
• 03/2025 → 08/2025
  Cuso Financial
  San Diego, CA
• 03/2025 → 08/2025
  Next Financial Group
  Houston, TX
• 03/2025 → 08/2025
  Cadaret Grant & Co.
  Syracuse, NY
• 03/2025 → 08/2025
  Western International Securities
  Pasadena, CA
• 08/2025 → Present
  Raymond James & Associates, Inc
  Saint Petersburg, FL
• 08/2025 → Present
  Raymond James Financial Services, Inc
  Saint Petersburg, FL
• 08/2025 → Present
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL

Previous Registrations

• 2021-12-10 → 2025-08-01
  Grove Point Advisors, Llc
  Rockville, MD
  Bradenton, FL
• 2021-11-09 → 2021-12-08
  Harrisdirect Llc
  Arlington, VA
  Temple Terrace, FL
• 2016-11-09 → 2021-10-13
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 2015-07-02 → 2016-06-06
  Global Financial Private Capital, Inc.
  Sarasota, FL
• 2013-08-19 → 2015-05-22
  Next Financial Group, Inc.
  Nashua, NH
• 2011-04-25 → 2013-05-22
  Bolton Securities Corporation
  Bolton, MA
• 2007-10-25 → 2010-11-08
  Voya Financial Partners, Llc
  Windsor, CT
  Windsor, CT
• 2006-04-04 → 2007-10-25
  Mml Investors Services, Llc
  Springfield, MA

Exams

• S66 Uniform Combined State Law Examination
  2004-06-04

Other Names

• Kimberly A Sniffin`
• Kimberly Ann Douglas
• Kimberly Ann Douglas