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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
| OR | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1417 N Main St, Gainesville, FL 32601 • United States
148 Us Highway 17, East Palatka, FL 32131 • United States
690 S Main St, Bell, FL 32619 • United States
109 W Wade St, Trenton, FL 32693 • United States
140 E. Hathaway, Bronson, FL 32621 • United States
7240 Us Highway 19, Fanning Springs, FL 32693 • United States
294 N.E. 210Th Ave, Cross City, FL 32628 • United States
814 Suwannee Ave Nw, Branford, FL 32008 • United States
2012 N Young Blvd, Chiefland, FL 32626 • United States
144 E Noble Avenue, Williston, FL 32696 • United States
15000 Nw 140Th St, Alachua, FL 32615 • United States
24202 W Newberry Rd Ste F, Newberry, FL 32669 • United States
4040 Nw 16Th Blvd, Gainesville, FL 32605 • United States
18467 Nw Us Hwy 441 Ste 100, High Springs, FL 32643 • United States
5200-A W Newberry Rd, Gainesville, FL 32607 • United States
14009 W Newberry Rd, Jonesville, FL 32669 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp | Tampa | FL | 11/2007 | 02/2018 |
| Capital City Banc | Alachua | FL | 10/2007 | 02/2018 |
| Lpl Financial Llc | Gainesville | FL | 02/2018 | Present |
1. 02/14/2018 - Capital City Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-09 |
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