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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-13

Branch Locations

300 Main St, Los Altos, CA 94022 • United States

400 University Ave, Palo Alto, CA 94301 • United States

1570 Grant Rd, Mountain View, CA 94040 • United States

1109 E Arques Ave, Sunnyvale, CA 94085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services, Inc Menlo Park CA 07/2014 05/2022
Bank Of The West Menlo Park CA 07/2014 05/2022
U.S. Bancorp Investments, Inc. Mountain View CA 05/2022 02/2026
U.S. Bancorp Advisors, Llc Mountain View CA 02/2026 Present
Previous Registrations
  • 2022-05-31 → 2026-02-13
    Palo Alto, CA
    Mountain View, CA
    Los Altos, CA
    Sunnyvale, CA
    Cupertino, CA
    Cupertino, CA
  • 2014-07-10 → 2022-06-04
    Bancwest Investment Services, Inc.
    Menlo Park, CA
    Palo Alto, CA
    Redwood City, CA
    Mountain View, CA
    Fremont, CA
    Palo Alto, CA
    Redwood City, CA
    Burlingame, CA
    San Mateo, CA
    Menlo Park, CA
    Palo Alto, CA
  • 2011-09-02 → 2014-01-13
    Palo Alto, CA
  • 2011-01-03 → 2011-09-07
    Fremont, CA
    Walnut Creek, CA
  • 2006-07-13 → 2011-01-03
    Wells Fargo Investments, Llc
    Fremont, CA
  • 2002-10-25 → 2004-05-18
    Waddell & Reed
    Dublin, CA
Other Businesses

1) Rental Property; investment-related; Las Vegas, NV; rental property; Landlord; 2019; 1 hour/month; 0 hours/trading; property management. 2) Rental Property; investment-related; Las Vegas, NV; rental property; Landlord; 2019; 1 hour/month; 0 hours/trading; property management. 3) Real Estate; investment-related; Seattle, WA; Rental; Landlord; 8/2023; 1 hour/month; 0 hours/trading; Property related operations. 4) Real Estate; Investment-related; Seattle, WA; Rental; Landlord; 9/22/2025; 1 hours/month; 1 hours/trading; Property management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-23
  • S66 Uniform Combined State Law Examination
    2002-10-23
Designations
Other Names
  • Ta-Wei Lee

View on SEC IAPD

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