Stacy Ann Clifford

Current Employers

Employment History

• 08/2002 → 12/2017
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2004 → 12/2017
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2010 → Present
  Self Employed
  Clifton Park, NY
• 12/2017 → Present
  Lpl Financial Llc
  Clifton Park, NY
• 12/2017 → 12/2024
  Stratos Wealth Partners, Ltd
  Clifton Park, NY
• 12/2024 → Present
  Holistic Wealth Advisors
  Clifton Park, NY

Previous Registrations

• 2017-12-20 → 2024-12-23
  Stratos Wealth Partners, Ltd
  Clifton Park, NY
  Branford, CT
• 2015-07-15 → 2017-12-22
  Cetera Investment Advisers Llc
  Clifton Park, NY
  Clifton Park, NY
• 2012-12-10 → 2014-10-29
  Holistic Private Wealth, Llc
  Clifton Park, NY

Other Businesses

1) 12/15/2017 - Holistic Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)- start: 12/2017 - 160 hr/mth 2) 12/15/2017 - The Albany Agency - Non-Variable Insurance, Medical Life Disablity & LTC - inv rel - at reported business location(s) - start: 03/2013 - 15 hr/mth 3) 12/20/2017- DBA for LPL Business (entity for LPL business)- Stratos Wealth Partners- INV Related- at reported business location(s)- Start date 12/2017- 160 Hours Per Month- 8 Hours During Trading 4) 3/7/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/09/2018 - 10 Hours Per Month During Securities Trading. 5) 8/8/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:03/21/2018 - 10 Hours Per Month/10 Hours During Trading 6) 07/05/2023 - Advisors Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 05/03/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading 7) 12/19/2024- Holistic Wealth Advisors, LLC- Registered Investment Advisor- I provide investment advisory services through Holistic Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At reported business location(s)- Start date 09/17/2024- 10 Hours Per Month- 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-09-02
• S63 Uniform Securities Agent State Law Examination
  2002-10-11

Other Names

• Stacy Ann Walker
• Stacy Ann Clifford