Richard Karl Polson

Employer firm

Kingsview Wealth Management, LLC CRD 148107

$8.96B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 11/2016
  Wells Fargo Advisors Llc
  Greensboro, NC
• 11/2016 → 10/2019
  Wells Fargo Clearing Services, Llc
  Greensboro, NC
• 10/2019 → Present
  Kingsview Wealth Management Llc
  Greensboro, NC
• 10/2019 → Present
  Kingsview Partners Llc
  Grants Pass, OR

Previous Registrations

• 2011-11-10 → 2019-11-04
  Wells Fargo Clearing Services, Llc
  Greensboro, NC
  Greensboro, NC
  Greensboro, NC
  Winston Salem, NC
• 2009-06-01 → 2011-11-18
  Morgan Stanley
  Greensboro, NC
• 2002-09-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Greensboro, NC
  Greensboro, NC

Other Businesses

MUSICIAN / VOCALIST; NOT INVESTMENT RELATED; HIGH POINT, NC; FRONT MAN FOR A COVER BAND; START DATE = 11/2/12; 10 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. RENTAL PROPERTY; INV RELATED; HIGH POINT, NC; OWNER WITH SPOUSE; PREVIOUS RESIDENCE; START: 11/24/08; 1 HR/MO; 0 DURING TRADING. RENTAL PROPERTY, INV. RELATED, BLACKSBURG, VA. START: 11/9/18, 1 HOURS/MONTH, 0 DURING TRADING, LANDLORD. RV RENTAL PROPERTY, INV. RELATED, HIGH POINT, NC. START: 11/9/18, 3 HOURS/MONTH, 0 DURING TRADING, RENTS RV. PI SOCIETY, OWNERSHIP <10%, 1 HOUR/MONTH, 0 DURING TRADING, HIGH POINT, NC, NOT INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-04
• S63 Uniform Securities Agent State Law Examination
  2002-08-29

Other Names

• Rich Polson