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Charles William Snyder

LPl Financial LLC

Rochester, MI

Rochester, MI

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-05-19
  • MI RA
    APPROVED
    Since 2023-05-19

Branch Locations

1235 N Main St Ste 150, Rochester, MI 48307 • United States

1235 N. Main St. Ste 150, Rochester, MI 48307 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 07/2005 05/2023
Spc Ann Arbor MI 07/2005 05/2023
Lpl Financial Llc Rochester MI 05/2023 Present
  • 07/2005 → 05/2023
    Sigma Financial Corporation
    Ann Arbor, MI
  • 07/2005 → 05/2023
    Spc
    Ann Arbor, MI
  • 05/2023 → Present
    Lpl Financial Llc
    Rochester, MI
Previous Registrations
  • 2010-06-24 → 2023-05-19
    Spc
    Rochester, MI
    Ann Arbor, MI
    Rochester, MI
  • 2005-08-11 → 2009-12-31
    Spc
    Auburn Hills, MI
  • 2005-05-06 → 2005-07-18
    United Securities Alliance, Inc.
    Auburn Hills, MI
  • 2004-07-09 → 2005-01-24
    Cambridge Investment Research, Inc.
    Auburn Hills, MI
Other Businesses

1. 05/22/2023 - Vigilant Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-31
  • S66 Uniform Combined State Law Examination
    2003-07-31
Other Names
  • Chuck William Snyder

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CLARKSTON CAPITAL PARTNERS, LLC
SOLYCO CAPITAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
ADVIZE WEALTH MANAGEMENT
ROCHESTER WEALTH STRATEGIES, LLC

Other Investors

David M. Anderson
Paul Joseph Moceri
JOSEPH EVERETT KENYON
DAVID ANTHONY SMITH
Charbel Salem
Faith Marzolf
ROBERT ALAN RUBARTH
KEVIN JOSEPH VAN DE STEENE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · ROCHESTER, MI
CLARKSTON CAPITAL PARTNERS, LLC · ROCHESTER, MI
SOLYCO CAPITAL LLC · ROCHESTER, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCHESTER, MI
LPL FINANCIAL LLC · ROCHESTER, MI
OSAIC WEALTH, INC. · Rochester, MI
J.P. MORGAN SECURITIES LLC · Rochester, MI
J.P. MORGAN SECURITIES LLC · ROCHESTER, MI

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