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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Hatboro, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Newtown Square MA 07/2016 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Newtown Square, MA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2011-08-31 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2002-07-23 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

(1)NAME: MARK KIRSCH INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START: 09/2016 NO HRS: 4 NO HRS DUR TRADING: 4. (2)NAME: INNOVATIVE PLANNERS, LLC INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: LLC FOR BUSINESS PURPOSES POSITION: PARTNER START: 4/1/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: BUSINESS MANGEMENT TO HANDLE CERTAIN THINGS LIKE SHARED EXPENSES AND NON-MMLIA INSURANCE COMMISSIONS SOLD THROUGH THIS TEAM (EACH TEAM MEMBER HAS NON-MMLIA INSURANCE INDIVIDUALLY APPROVED AS AN OBA AS WELL). (3) NAME: CHERRY BLOSSOM GROVE, LLC INV REL: Y ADD: RESIDENTIAL NATURE: RENTAL PROPERTY POSITION: MEMBER START DATE: 09/01/2024 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: PURCHASES RENTAL PROPERTY AND HANDLING THE MANAGEMENT (4) NAME: KIPPACK, LLC INV REL: Y ADD: RESIDENTIAL NATURE: SHELL COMPANY FOR TAX PURPOSES POSITION: MEMBER START DATE: 1/16/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DUTIES: ACCOUNTING ASSOCIATED WITH THE FINANCIALS FOR TAX PURPOSES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-12
S63 Uniform Securities Agent State Law Examination 1999-12-03
  • S66 Uniform Combined State Law Examination
    2007-12-12
  • S63 Uniform Securities Agent State Law Examination
    1999-12-03

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