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Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-02-01
MD RA APPROVED 2024-01-09
GA RA APPROVED 2024-01-05
RI RA APPROVED 2024-01-04
TX RA APPROVED_RES 2022-12-21
CA RA APPROVED 2022-12-20
  • MI RA
    APPROVED
    Since 2024-02-01
  • MD RA
    APPROVED
    Since 2024-01-09
  • GA RA
    APPROVED
    Since 2024-01-05
  • RI RA
    APPROVED
    Since 2024-01-04
  • TX RA
    APPROVED_RES
    Since 2022-12-21
  • CA RA
    APPROVED
    Since 2022-12-20

Branch Locations

305 N San Marino Ave, San Gabriel, CA 91775 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Inc. Los Angeles CA 03/2012 12/2022
Geneos Wealth Management Inc San Gabriel CA 12/2022 Present
Brian J. Murphy Whittier CA 01/2023 02/2024
Eh Financial Group Inc San Gabriel CA 02/2024 Present
  • 03/2012 → 12/2022
    Sagepoint Financial Inc.
    Los Angeles, CA
  • 12/2022 → Present
    San Gabriel, CA
  • 01/2023 → 02/2024
    Brian J. Murphy
    Whittier, CA
  • 02/2024 → Present
    Eh Financial Group Inc
    San Gabriel, CA
Previous Registrations
  • 2012-03-02 → 2022-12-07
    Osaic Services, Inc.
    Arcadia, CA
    Newbury Park, CA
    San Gabriel, CA
    San Gabriel, CA
  • 2009-12-14 → 2012-03-23
    Los Angeles, CA
  • 2004-05-27 → 2005-09-26
    Los Angeles, CA
  • 2002-10-06 → 2004-06-08
    Wells Fargo Investments, Llc
    San Diego, CA
Other Businesses

1) DBA: EH FINANCIAL GROUP INC- non investment related business located at branch location. 2) Independent Rep with various insurance carriers for FIXED INSURANCE SALES - non investment related business done from branch location - start date 06/22 - 0-5 hours a month and during trading hours. 3) BMJC Financial - Owner - Holding Company for tax purposes - non-investment related business located at branch location - start date 02-02-18 / 0-5 hours a month - not during trading hours. 4) RENTAL PROPERTY INCOME FOR 3 PROPERTIES - Owner of non-investment Rental Real Estate done at branch location - start date 01-01-12 - 0-5 hours a month - not during trading hours. 5) IDAHO WOLF PACK LLC - Rental Real Estate Member - non-investment related business done from private residence in Boise ID - start date 08-14-18 - 0-5 hours a month - not during trading hours. 6) BRUINS OF BOISE LLC - Rental Real Estate Member - non-investment related business done from private residence in Boise ID - start date 06-02-17 - 0-5 hours a month - not during trading hours. 7) BRBJ LLC - Rental Real Estate Member - non-investment related business done from private residence in Boise ID - start date 10-21-21 - 0-5 hours a month. 8) BMF GARDEN CITY LLC - Rental Real Estate Member non-investment related business done from private residence in Boise ID - start date 02-28-20 - 0-5 hours a month. 9) BLEM LLC - Rental Real Estate Member - non-investment related business done from private residence in Boise ID - start date 05-03-19 - 0-5 hours a month - not during trading hours. 10) WATCH COLLECTING AND SALES - buying and selling vintage and modern watches - non-investment related business located at branch location - start date - 01-01-23 - 0-5 hours a month - not during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-02
  • S66 Uniform Combined State Law Examination
    2002-10-02
Designations

View on SEC IAPD

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