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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-02
  • CT RA
    APPROVED
    Since 2026-06-02

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Hamden, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Hartford CT 10/1999 03/2022
Prudential Investment Management Services Hartford CT 04/2012 03/2024
Empower Advisory Group Greenwood Village CO 06/2026 Present
Empower Hartford CT 04/2022 03/2024
Empower Financial Services, Inc Greenwood Village CO 03/2024 Present
  • 10/1999 → 03/2022
    The Prudential Insurance Company Of America
    Hartford, CT
  • 04/2012 → 03/2024
    Prudential Investment Management Services
    Hartford, CT
  • 06/2026 → Present
    Empower Advisory Group
    Greenwood Village, CO
  • 04/2022 → 03/2024
    Empower
    Hartford, CT
  • 03/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Other Businesses

SOUTHERN CONNECTICUT HOCKEY LEAGUE (SCHL). GAMES PLAYED AT VARIOUS RINKS THROUGHOUT CT. POSITION: Score keeper NATURE: Working the game clock, maintaining game score sheets and entering player/team stats online INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2023 ADDRESS: Hamden, Hamden CT 06514, United States DESCRIPTION: Working the game clock, maintaining game score sheets and entering player/team stats online Saint Barbara Greek Orthodox Church Orange, CT Odyssey (annual festival) Co-Chairman This role is a non-investment related, non-paid volunteer. As one of four co-chairmen for my church's annual festival, we need to have invoices paid for expenses incurred. Payments for invoices are generated via check by the church secretary. After reviewing the invoices for goods/services provided, the checks are signed so payments can be made. There has to always be two co-chairmen to sign the checks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-30
  • S66 Uniform Combined State Law Examination
    2026-05-30

View on SEC IAPD

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