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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-08 |
| MD | RA | APPROVED | 2017-03-25 |
Branch Locations
530 Gaither Road Suite 350, Rockville, MD 20850 • United States
Bowie, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Rockville | MD | 01/2015 | 03/2017 |
| Massmutual Life Insurance Co | Rockville | MD | 07/2016 | Present |
| Mml Investors Services, Llc | Rockville | MD | 03/2017 | Present |
(1) NAME: N/A INV REL: Y ADDR: 15901 EXCALIBUR RD BOWIE MD 20716 NATURE: BOWIE, MD GREEN TEAM EXECUTIVE COMMITTEE VOTING MEMBER POSITION: BOARD MEMBER START: 07/01/2014 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 0 (2) NAME: N/A INV REL: Y ADDR: AT RESIDENTIAL ADDR NATURE: GROUP DISABILITY & GROUP DENTAL POSITION: INDEPENDENT INSURANCE AGENT START: 04/01/2015 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 (3) NAME: FIREMARK FINANCIAL LLC, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 8/1/2025, NO. HR/MO: 8 , NO. HR/MO DURING SEC TRADING: 8
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-16 |
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