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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-11
TX RA APPROVED_RES 2009-08-28
DC RA APPROVED 2003-02-14
  • VA RA
    APPROVED
    Since 2024-03-11
  • TX RA
    APPROVED_RES
    Since 2009-08-28
  • DC RA
    APPROVED
    Since 2003-02-14

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

1501 K Street Nw Suite 1100, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Painewebber Inc Washington DC 08/2002 Present
Ubs Financial Services Inc. Washington DC 02/1995 Present
Other Businesses

1. The Connelly School of the Holy Child"Connelly School of the Holy Child is a Catholic, college preparatory school, committed to the intellectual, spiritual, artistic, physical, and social development of young women in grades 6 through 12. The school emphasizes academic challenge, joy of learning, and education of well-rounded women of faith and action. In keeping with the philosophy of our founder, Cornelia Connelly, Holy Child values the uniqueness of each individual and fosters a life of service to others, Member of Board of directors, I have been asked to join the Finance Committee.My commitment is to attend 4 quarterly meetings. I am not advising them on their investments, start date-9/1/2021, Potomoac MDUnited States-20854.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
  • S66 Uniform Combined State Law Examination
    2002-11-01

View on SEC IAPD

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