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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-11-23
  • MI RA
    APPROVED
    Since 2021-11-23

Branch Locations

2655 E. Oakley Park Road, Commerce Township, MI 48390 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Farmington Hills MI 04/2013 11/2021
Raymond James Financial Services, Inc. Commerce Township MI 11/2021 Present
Raymond James Financial Services Advisors, Inc. Commerce Township MI 11/2021 Present
Vandenbosch Capital Management Commerce Township MI 11/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: VandenBosch Capital Management Address: 2655 E. Oakley Park Rd #104, Commerce Township, MI, 48390, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 11/19/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have an LLC for my business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-12
S63 Uniform Securities Agent State Law Examination 2003-02-01
  • S65 Uniform Investment Adviser Law Examination
    2008-01-12
  • S63 Uniform Securities Agent State Law Examination
    2003-02-01

View on SEC IAPD

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