Judith Lynn Hernandez

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 04/2021
  Securities America Advisors
  West Bloomfield, MI
• 12/2011 → 04/2019
  Securities America Advisors
  West Bloomfield, MI
• 02/2018 → 04/2023
  Cedar Brook Financial Partners, Llc/ Dba Cedar Brook Group
  Commerce Twp., MI
• 04/2021 → 04/2023
  Cadaret Grant & Co., Inc.
  Commerce Twp., MI
• 04/2023 → Present
  The Financial Planning Group
  Commerce Twp, MI
• 04/2023 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2018-03-02 → 2023-05-01
  Cedar Brook Group
  West Bloomfield, MI
  Commerce Twp, MI
• 2021-04-07 → 2023-04-25
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Commerce Twp., MI
  Syracuse, NY
  Syracuse, NY
• 2011-12-08 → 2019-04-09
  Securities America Advisors, Inc.
  West Bloomfield, MI
• 2010-04-15 → 2012-05-24
  The Professional Advisor Group, Llc
  West Bloomfield, MI
• 2003-11-03 → 2004-06-14
  Voya Financial Advisors, Inc.
  Troy , MI

Other Businesses

1.Fixed insurance sales; as of 04/25/2023; 5% time spent during business hours; Conducted at branch location; Investment related. 2. Fitness Instructor, Judi Hernandez, Located at 5018 Oakwood Ct. Commerce Twp., MI 48382 as of 9/30/2018; 0% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-19
• S63 Uniform Securities Agent State Law Examination
  1992-01-31

Designations

• Certified Financial Planner

Other Names

• Judith Lynn Ballo
• Judith Lynn Ballo