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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-04-25 |
Branch Locations
8615 Richardson Rd #200, Commerce Twp, MI 48390 • United States
Commerce Township, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Advisors | West Bloomfield | MI | 05/2007 | 04/2021 |
| Securities America Advisors | West Bloomfield | MI | 12/2011 | 04/2019 |
| Cedar Brook Financial Partners, Llc/ Dba Cedar Brook Group | Commerce Twp. | MI | 02/2018 | 04/2023 |
| Cadaret Grant & Co., Inc. | Commerce Twp. | MI | 04/2021 | 04/2023 |
| The Financial Planning Group | Commerce Twp | MI | 04/2023 | Present |
| Commonwealth Financial Network | Waltham | MA | 04/2023 | Present |
1.Fixed insurance sales; as of 04/25/2023; 5% time spent during business hours; Conducted at branch location; Investment related. 2. Fitness Instructor, Judi Hernandez, Located at 5018 Oakwood Ct. Commerce Twp., MI 48382 as of 9/30/2018; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-31 |
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