Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-22 |
Branch Locations
303 Pearl Parkway Suite 380, San Antonio, TX 78215-1285 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | San Antonio | TX | 01/2014 | Present |
(1) BLUE STAR LIENS LLC; ADDRESS: 6036 VAUX ROAD, BEAUFORT, SC 29906-9472; BUSINESS DESCRIPTION: AUTO FINANCE/AUTO LENDING NOT INVESTMENT RELATED; START DATE: 01/03/2015; CAPACITY: OWNER-PASSIVE/PARTNER; DUTIES: PROVIDE CAPITAL, PROVIDE OTHER PARTNER WITH ON-GOING FEEDBACK ON BEST POSITIONING OF ENTITY; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: The Nonprofit Council ADDRESS: 1150 N. Loop 1604 W. Suite 108-511 San Antonio, TX 78248 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Membership organization supporting the needs of 501(c)3 entities CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 7/22/2021 DUTIES: Member of their Business Influencers Group Committee and Leadership Development Committee reporting to the Chair of each one. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-16 |
Reach out to this advisor