Charles Jeffries Means

Employer firm

Charles J. Means & Co., LLC CRD 120178

$91.3M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Charles J. Means & Co., Llc

344 Wickenden Street, Providence, RI 02903 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2002-11-04

RI RA
APPROVED

Since 2002-11-04

Branch Locations

344 Wickenden Street, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles J. Means & Co., Llc	Providence	RI	04/2002	Present

04/2002 → Present

Charles J. Means & Co., Llc

Providence , RI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-17

S65 Uniform Investment Adviser Law Examination

2002-05-17

Other Names

Charles J. Means
Charles Means

View on SEC IAPD

Employer firm

Current Employers

Charles J. Means & Co., Llc

Disclosures

Employment History

Exams

Other Names

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