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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
42350 Bob Hope Dr, Rancho Mirage, CA 92270 • United States
34340 Monterey Ave, Palm Desert, CA 92211 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Rancho Mirage | CA | 08/1991 | Present |
| Wells Fargo Advisors Llc | Rancho Mirage | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rancho Mirage | CA | 11/2016 | Present |
STEPHEN DUFFLE ALL ABOUT TILE; NOT INV RELATED; DESERT HOT SPRINGS, CA; SIGNATORY ON BANK ACCOUNT; START 12/02/1996; 3 HOURS PER MONTH / 0 DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV RELATED; RANCHO MIRAGE, CA; START: 10/1/18; 1 HR/MO; 0 DURING TRADING.; POWER OF ATTORNEY FOR DAUGHTER, INV RELATED, DESERT HOT SPRINGS, CA, START: 3/16/2022, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-19 |
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