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Timothy Eric Hermann

Advisors Capital Management, LLC

Ridgewood, NJ

Mt Kisco, NY

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Current Employers
Advisors Capital Management, Llc

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-09
NY RA APPROVED 2023-07-20
  • TX RA
    APPROVED
    Since 2026-07-09
  • NY RA
    APPROVED
    Since 2023-07-20

Branch Locations

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Mt Kisco, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Roosevelt Investment Group, Inc. New York NY 12/2009 12/2020
The Roosevelt Investment Group, Llc New York City NY 12/2020 07/2023
Cipw Service Company, Llc New York City NY 01/2022 07/2023
Ci Roosevelt Private Wealth New York NY 02/2023 07/2023
Advisors Capital Management, Llc Ridgewood NJ 07/2023 Present
  • 12/2009 → 12/2020
    The Roosevelt Investment Group, Inc.
    New York, NY
  • 12/2020 → 07/2023
    The Roosevelt Investment Group, Llc
    New York City, NY
  • 01/2022 → 07/2023
    Cipw Service Company, Llc
    New York City, NY
  • 02/2023 → 07/2023
    Ci Roosevelt Private Wealth
    New York, NY
  • 07/2023 → Present
    Advisors Capital Management, Llc
    Ridgewood, NJ
Previous Registrations
  • 2010-11-03 → 2023-07-19
    Roosevelt Investments
    New York, NY
    New York, NY
    New York, NY
  • 2023-02-17 → 2023-07-19
    Corient
    New York, NY
  • 2006-12-07 → 2009-12-01
    Fisher Investments
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-01
  • S65 Uniform Investment Adviser Law Examination
    2006-11-01
Designations

View on SEC IAPD

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STEVEN FREDERICK DIPAOLA

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Ridgewood, NJ
COMMONWEALTH FINANCIAL NETWORK · RIDGEWOOD, NJ
ACCURATE WEALTH MANAGEMENT, LLC · Ridgewood, NJ
ACCURATE WEALTH MANAGEMENT, LLC · Ridgewood, NJ
LPL ENTERPRISE, LLC · PARAMUS, NJ
LPL ENTERPRISE, LLC · PARAMUS, NJ
CITIGROUP GLOBAL MARKETS INC. · Paramus, NJ
LPL ENTERPRISE, LLC · PARAMUS, NJ

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