Timothy Eric Hermann

Employer firm

Advisors Capital Management, LLC CRD 112266

$12.2B regulatory AUM 34 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 12/2020
  The Roosevelt Investment Group, Inc.
  New York, NY
• 12/2020 → 07/2023
  The Roosevelt Investment Group, Llc
  New York City, NY
• 01/2022 → 07/2023
  Cipw Service Company, Llc
  New York City, NY
• 02/2023 → 07/2023
  Ci Roosevelt Private Wealth
  New York, NY
• 07/2023 → Present
  Advisors Capital Management, Llc
  Ridgewood, NJ

Previous Registrations

• 2010-11-03 → 2023-07-19
  Roosevelt Investments
  New York, NY
  New York, NY
  New York, NY
• 2023-02-17 → 2023-07-19
  Corient
  New York, NY
• 2006-12-07 → 2009-12-01
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-01

Designations

• Certified Financial Planner