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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2000-10-03 |
| CT | RA | APPROVED | 2000-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 09/1999 | Present |
| Bank Of America,N.A. | Fairfield | CT | 06/2011 | Present |
I*103881For profit or not for profit: Non-Profit OrganizationName of outside business organization: Eagle Hill Southport SchoolInvestment related: NAddress of business:Southport, Connecticut 06890Nature of business: Charitable Organization,Position, title, association: Trustee, Start date of relationship: 4/19/2017Number of hours devoted: 12 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: EHS is a private school dedicated to children with learning differences and ADHD. My responsibility will be as a newly elected member of the board of trustees I*2038275, Entity Type Fiduciary, Name of OBA: EAR Address: Winooski, Vermont, 05404 Investment Related: yes Position, Title, Association: Co-Trustee Employee Start Date: 11-Oct-2024 No Hours: 6 Yearly, No Hours during trading: 4 Yearly Duties: I*2116293, Entity Type: Fiduciary, Name of OBA: EAR Family Trust, Address: Winooski, Vermont, 05404, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 12/05/2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*: 2162258Entity Type: Fiduciary RoleName of OBA: W. H. S, Jr. Grandchildren's TrustAddress: Warren, VTInvestment Related: NoPosition, Title, Association: co-trusteeEmployee Start Date: December 2020Number of Hours: 5 hours of workNumber of Hours during trading: 2 of which during trading hoursDuties: Trust for grantor's grandchildren. I serve as co-trustee I*3450265, Entity Type: , Name of OBA: Estate of E A R, Address: Fairfield, Connecticut, 06824, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 01/05/2026, No Hours: 15 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-31 |
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