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1701 Novato Blvd Ste. 304, Novato, CA 94947 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-07-02 |
Branch Locations
1701 Novato Blvd Ste. 304, Novato, CA 94947 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-08-10 |
| CA | RA | APPROVED | 2006-01-26 |
Branch Locations
1701 Novato Blvd, Suite 304, Novato, CA 94947 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Novato | CA | 01/2006 | Present |
| Alders Financial Solutions | Novato | CA | 07/2017 | 01/2019 |
1. 7/9/2008: NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 12% - CARRY A LIFE AND HEALTH LICENSE. 2. 7/23/2013: Louis Batmale Financial Advisor - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 4/13/2021 - Alders Financial Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 01/01/2021 - 10 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Alders Financial Solutions, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 12/13/2021 - Alders Financial Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2021 - 168 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-16 |
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