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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-03-03 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
6400 Westwon Pkwy Ste 115, West Des Moines, IA 50266 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-07-19 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
6400 Westown Pkwy Ste 115, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | West Des Moines | IA | 10/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | West Des Moines | IA | 11/2016 | 01/2020 |
| Principal Securities Inc | Des Moines | IA | 01/2020 | 07/2022 |
| Principal Life Insurance Company | Des Moines | IA | 01/2020 | 07/2022 |
| Wells Fargo Clearing Services, Llc | West Des Moines | IA | 07/2022 | Present |
TMK CONSULTING LLC DBA TURTLES FINISH TOO, NOT INV RELATED, JOHNSTON, IA, SALES ASSOCIATE, START 6/21/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, SALE AND DELIVERY OF TSHIRTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-11 |
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